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Discovery Meeting Checklist

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What to bring to your first meeting?

The following is a list of items we will need from you in preparation for your first meeting with a financial advisor:

Driver's License / Passport

Some form of state ID

Tax Return

The most recent copy

Investment Statements 

This includes items such as:

  • Employee pension documents
  • 401K statements
  • Personal IRA statements
  • Non-retirement accounts

    These can be with companies like E-Trade, Edward Jones, Raymond Jones, Wells Fargo, Hilliard Lyons, or State Farm.

Account Beneficiaries / Trusted Contact

Please include names, date of birth, relationship, addresses, phone numbers, and SSN. The trusted contact is someone we can call if we cannot reach you or your spouse.

annuity policies

A statement of any retirement/ tax-deferred annuities held with companies like Nationwide, Jackson National, MetLife, or Hartford.

Bank Statements

Checking and savings account, as well as any CD’s you may have.

 Please bring the items to our office or email prior to your scheduled meeting.

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